The Powers of the Financial Sector Conduct Authority 20_21




CPD Category: Online program

COB Category: All Classes of Business

Financial planning component: Ethics & Practice Standards

Advice component: Ethics, Standards & Compliance

Accreditation valid until: 31 July 2021

CPD Points allocated: 1.0 hours | points on completion and pass of assessment

FPI approval number: FPI20080115

Overview: This text considers the powers of the Financial Sector Conduct Authority in terms of administration of the Financial Advisory and Intermediary Services (FAIS) Act, including enforcement action and other measures that may be taken to maintain the integrity of the financial services industry.


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