Fiduciary Duties of the Key Individual and Compliance Officer 20_21

R139.13

Category:

Description

COB Category: All Classes of Business

Accreditation valid until: 31 July 2021

CPD Points allocated:  2.0 hours | points on completion and pass of assessment

FPI approval number: FPI20080114

Overview: The course outlines the fiduciary duties of a key individual and compliance officer as determined by the Financial Advisory and Intermediary Services (FAIS) Act. The requirement for approval is also considered.

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